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Miami Individual Investor Claims Attorneys

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$950,000 recovery from brokerage firm that negligently approved a fraudulent investment product for sale to customers and negligently supervised its broker.

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"He has deep knowledge of law and very clear understanding of the goals in any legal case, which is to protect, defend and have the best outcome for his clients."
- Nelson Cassis
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Representing Investors in Securities Litigation and Arbitration Matters

Have you been defrauded or otherwise victimized by a broker-dealer, stockbroker, investment advisor, or bank?  Have you suffered a significant financial loss as a result?  If so, please contact us for a free case evaluation by an attorney who has successfully represented countless investors and recovered tens of millions of dollars from financial institutions.  In such instances, you should have your situation reviewed by a Miami individual investor claims attorney who is experienced in recovering compensation for victims of securities fraud and misconduct.

You will find such an attorney at Levin Law, where our legal team concentrates much of its practice on securities litigation and arbitration recovering money for financial losses suffered by investors. Our Miami individual investor claims lawyers handle these types of cases on a daily basis for all types of investors including elderly retirees, working professionals, high net-worth families, family offices, and institutions.

We also have considerable trial and arbitration experience and know how to prepare and present a compelling case before judges or arbitrators in Miami.

Common Ways Brokers Can Betray Your Trust

Financial advisors, stockbrokers, investment advisors, broker-dealers, and banks abuse the trust of their customers in a wide variety of ways. These forms of wrongdoing violate the broker-investor relationship of trust and the duty of the professional to act in your best interests.

Types of broker misconduct that can lead to claims include but are not limited to:

  • Unauthorized trading
  • Misrepresentations and omissions of material facts regarding an investment product
  • Making unsuitable recommendations
  • Overconcentration / failure to diversify
  • Churning (excessive trading to generate commissions)
  • Failure to execute trades
  • Brokerage firm lack of supervision
  • Broker theft or forgery
  • Ponzi and pyramid schemes

Millions of Dollars Recovered for Investors Worldwide

Most brokerage firms are regulated by the Financial Industry Regulatory Authority (FINRA), a non-governmental body that has been authorized by Congress and the Securities and Exchange Commission (SEC), a government institution.   The goal of FINRA and the SEC is to attempt to protect investors.  Unfortunately, however, many different types of conduct go unnoticed by FINRA and the SEC.  In such instances, Levin Law may help you recover your investment losses.

Investor Claim Case Settlements

Because most agreements between investors and brokerage firms contain arbitration clauses, most individual investor claims are resolved through FINRA’s arbitration process. It is therefore necessary to retain an attorney who has extensive experience representing investors in FINRA arbitration and obtaining favorable results for such investors.

You can put your trust in a Miami investor claims lawyer at Levin Law where we have recovered tens of millions of dollars for investors throughout the world through the FINRA arbitration process. Our firm is dedicated to helping investors obtain justice after suffering financial losses as a result of the wrongdoing of a financial advisor, stockbroker, investment advisors, broker-dealer, or bank.

Contact a Miami individual investor claims attorney today at (305) 402-9050.  We look forward to speaking with you to determine your options through a free case evaluation.

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