Stockbroker misconduct covers a range of actions and omissions that can result in substantial financial losses for investors. These behaviors violate the basic fiduciary duty that stockbrokers, financial advisors, broker-dealers, investment advisors, and banks have to their customers, which requires that investment professionals place their clients’ interests ahead of their own. When this duty is betrayed, investors have recourse through claims made against the stockbroker, financial advisor, broker-dealer, investment advisor, or bank. Recovery of investment losses caused by stockbroker misconduct can occur through mediation, arbitration, or litigation.
$35 million recovery for a family office from a brokerage firm that was alleged to have churned the client’s accounts and engaged in other wrongdoing.
$17 million in assets recovered for investor in connection with unsuitably risky derivative investment.
$13.579 million recovery from a brokerage firm that sold fraudulent securities issued by a Ponzi scheme after failing to conduct adequate due diligence of the Ponzi scheme.
At Levin Law, our Miami stockbroker misconduct lawyers are experienced and extremely adept in recovering losses for investors. Levin Law represents a broad range of investors from across the country, and throughout the world, who have suffered financial losses as a result of the wrongdoing of financial professionals. Our clients include fixed-income retirees,ultra-high-net-worth individuals, family offices, offshore trusts, private companies, public companies, and others. Our successful track record speaks for itself when it comes to pursuing the compensation our clients deserve aggressively. As seasoned Miami stockbroker misconduct trial lawyers, we take your trust seriously as we become warriors in the pursuit of justice.
Stockbroker misconduct can come in many forms. If you are uncertain whether your broker has engaged in misconduct, you should not hesitate to consult with an attorney at our firm as soon as possible.
Examples of stockbroker misconduct include but are not limited to:
Sustaining a substantial financial loss due to the misconduct of a stockbroker can be overwhelming and requires trusted professional assistance. Levin Law prides itself on being responsive and relentlessly pursuing justice on behalf of its clients.
Levin Law usually handles stockbroker misconduct on a contingency fee basis. If you suspect that you have suffered financial losses as a result of your investment professional’s misconduct, please contact us for a free case evaluation. Our firm is dedicated to providing you with the highest quality of legal representation and recovering money for you.
Sustaining a substantial financial loss due to the misconduct of a stockbroker can be overwhelming and requires trusted professional assistance. Levin Law prides itself on being responsive and relentlessly pursuing justice on behalf of its clients.
Levin Law usually handles stockbroker misconduct on a contingency fee basis. If you suspect that you have suffered financial losses as a result of your investment professional’s misconduct, please contact us for a free case evaluation. Our firm is dedicated to providing you with the highest quality of legal representation and recovering money for you.
Contact the top-rated stockbroker misconduct attorney at (855) 419-2412 today. We look forward to speaking with you to determine your options through a free case evaluation.
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