Levin Law, P.A. Investigates Former NPB Financial Group Broker, Cynthia Cowden

Levin Law | 11.18.2020

11/18/2020

Investment Advisor Cynthia Cowden Barred by FINRA for Unsuitable Investment Recommendations. The Financial Industry Regulatory Authority (“FINRA”) ...

Levin Law, P.A. Investigates Former Sagepoint Financial Advisor, Troy R. Baily, Following Baily’s 6-Month FINRA Suspension

Levin Law | 10.29.2020

10/29/2020

Troy R. Baily has settled with the Financial Industry Regulatory Authority (“FINRA”) after allegations of misconduct. In the FINRA settlement, Bai ...

Former Morgan Stanley Advisor Pleads Guilty to Stealing

Levin Law | 9.8.2020

09/08/2020

Former Morgan Stanley Advisor Pleads Guilty to Stealing $6 Million from Investors – Evaluate Your Legal Options Michael Barry Carter Faces Over 20 Y ...

J.P. Morgan Broker Edward Turley

Levin Law | 8.17.2020

08/17/2020

J.P. Morgan Broker Edward Turley Subject of Customer Complaints Regarding Unsuitable Trading According to publicly available information from the Fina ...

Have You Lost Money Investing With Raymond James & Associates, Inc. Broker Robert Radli Jr.?

Levin Law | 8.3.2020

08/03/2020

Customer Disputes Allege Broker Made Unsuitable Recommendations According to publicly available information from FINRA, Raymond James & Associates ...

Former Wells Fargo Broker Florindo Volpacchio Subject of Customer Complaints

Levin Law | 8.1.2020

08/01/2020

Customer Disputes Allege that Broker Misstated Information and Over Concentrated Portfolio in Unsuitable Investments According to publicly available i ...

Exchange Traded Fund (ETF), United States Oil Fund (USO), Is Under Investigation From the SEC

Levin Law | 6.22.2020

06/22/2020

Have You Suffered Losses After Investing in the United States Oil Fund (USO)? If you suffered losses due to investing in the exchange-traded fund (ETF ...

Former Morgan Stanley Broker Seraphim “Sam” Rine Is the Subject of a FINRA Customer Complaint

Levin Law | 6.8.2020

06/08/2020

According to publicly available information from the Financial Industry Regulatory Authority (FINRA), Seraphim M. Rine (CRD: 4305797) has received a s ...

Customer Dispute Alleges Citigroup Broker Engaged in Misconduct Related to Individual Retirement Account Investments

Levin Law | 6.4.2020

06/04/2020

Citigroup Broker Receives Seventh Complaint According to FINRA According to publicly available information through the Financial Industry Regulatory A ...

Levin Law Investigating Future Income Payments, Llc (FIP) Losses –former Nylife Securities Broker Barred by FINRA

Levin Law | 4.21.2020

04/21/2020

Kari Marlin Bracy has been Barred From Acting as a Broker or Associating with a Broker-Dealer Firm Kari M Bracy (CRD#: 5656186) has been barred by the ...

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