Call Now for Your Free Consultation
(305) 402-9050

Investment Fraud Blog

Recent News
Former LPL Financial Adviser James Kenneth Couture Charged With Investment Fraud
Levin Law7.15.2021
07/15/2021

According to SEC Complaint: Couture Accused of Misappropriating Millions From Advisory Clients The U.S. Securities and Exchange Commission (SEC) has i ...

RBC Capital Markets Broker Brian Wurdemann Subject of Customer Dispute: Customer Seeking $1m in Damages
Levin Law4.19.2021
04/19/2021

Levin Law, P.A. Investigates Possible Claims Related to Recommendations Made by RBC Capital Markets Stockbroker Brian M. Wurdemann (CRD#: 4206425) and ...

Former LPL Financial Broker Rhett Bedwell Barred by FINRA After Ponzi Fraud Allegations
Levin Law4.16.2021
04/16/2021

Bedwell Allegedly Forged Customer Documents Before Investing Retiree’s Money Former LPL Financial broker Rhett Douglas Bedwell (CRD#: 5664392) has b ...

FINRA Barred Former Wells Fargo Broker for Advising Customers to Invest Millions in Software Company Without Permission
Levin Law3.23.2021
03/23/2021

Scott W. Reed Allegedly Raised $3.5M for CA Company Without Notifying or Obtaining Approval from Wells Fargo Former Wells Fargo Broker Scott Wayne Ree ...

Levin Law, P.A. Investigates Louisiana Stockbroker, Frank Briseno III and FSC Securities Corp.
Levin Law2.3.2021
02/03/2021

FSC Securities Corp.’s broker faces customer disputes for unsuitable recommendations on REITs and losses for over $3.5 million. Frank Briseno III, ( ...

Levin Law, P.A. Investigates Louisiana Stockbroker, Frank Briseno III and FSC Securities Corp.
Levin Law12.11.2020
12/11/2020

FSC Securities Corp.’s broker faces customer disputes for unsuitable recommendations on REITs and great losses for over $3.5 million. Frank Briseno ...

Michigan Court of Appeals Decision Franks V. Franks
Levin Law11.30.2020
11/30/2020

How a Recent Court Decision Affects Minority Shareholder Oppression Claims In September 2019, the Michigan Court of Appeals reversed and remanded a ca ...

Levin Law, P.A. Investigates Pennsylvania Stockbroker, Jonathan Douglas Freeze
Levin Law11.30.2020
11/30/2020

Stockbroker Freeze Continues to Face Customer Disputes for Alternative Investment Fraud Jonathan Douglas Freeze (CRD#: 2642023) is currently the subje ...

Levin Law, P.A. Investigates Former IFC Holdings, Inc. Financial Advisor Elizabeth Hughes and Her Husband Gregory Felden
Levin Law11.24.2020
11/24/2020

Elizabeth Hughes and Gregory Felden Charged with Fraud  The Secretary of the Massachusetts Securities Division has brought an action against form ...

Levin Law, P.A. Investigates Former NPB Financial Group Broker, Cynthia Cowden
Levin Law11.18.2020
11/18/2020

Investment Advisor Cynthia Cowden Barred by FINRA for Unsuitable Investment Recommendations. The Financial Industry Regulatory Authority (“FINRA”) ...

LOAD MORE
Get Your Free Consultation
(305) 402-9050
Our Office
Quick Links

Created By:

chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram