John Marshall Jr. of Centaurus Financial Inc. Accused of Unsuitable Securities Sales

Levin Law | 7.29.2019

07/29/2019

The Financial Industry Regulatory Authority (FINRA) handles disciplinary actions against registered brokers and brokerage firms. Investors can stay in ...

GPB Capital Reports Major Decline in GPB Funds, Some Shares Reported by GPB to Be Down as Much as Approximately 70%

Levin Law | 6.28.2019

06/28/2019

GPB Capital Holdings, LLC (“GPB”) just delivered a significant blow to investors, marking down the value of various GPB Capital funds. Last week, ...

First Standard Financial Broker in Red Bank, New Jersey Receives Multiple Customer Disputes

Levin Law | 6.4.2019

06/04/2019

According to information on FINRA’s BrokerCheck report , Registered Broker Debra Bourne Currently Faces Several Customer Disputes Registered Broker ...

New Customer Dispute Alleged Against Investment Planners Broker in Dearborn, Michigan

Levin Law | 5.22.2019

05/22/2019

Broker and Investment Adviser, James Parrelly Faces New Complaint Allegations James Anthony Parrelly, CRD#: 728368, is a registered representative wit ...

Investigation Launched Into Wells Fargo Advisors

Levin Law | 5.17.2019

05/17/2019

Massachusetts Secretary of Commonwealth Announces Regulatory Investigation Against Wells Fargo In a recent press release, Massachusetts Secretary ...

Levin Law, P.A. Investigating Claims Involving TD Ameritrade’s Advisordirect Program

Levin Law | 5.16.2019

05/16/2019

Customers Who Suffered Losses in Sheaff Brock’s Put Income Strategy Through TD Ameritrade May Be Able Recover Investment Losses Through FINRA Arbitr ...

Levin Law Investigating Brokerage Firms That Recommended GPB Capital Holdings to Customers

Levin Law | 3.19.2019

03/19/2019

If you invested in a GPB Capital Holdings Fund, please contact Levin Law immediately. Following allegations that GPB Capital Holdings was being operat ...

Levin Law Investigates Claims Involving Global Credit Recovery, LLC and Related Companies

Levin Law | 3.11.2019

03/11/2019

Levin Law, P.A. (“Levin Law”) is investigating claims involving investment made with Global Credit Recovery, LLC, Delmarva Capital, LLC, Rhino Cap ...

Lost Money With James Cordier and optionsellers.com?

Levin Law | 2.21.2019

02/21/2019

Levin Law, P.A. (“Levin Law”) is investigating claims against Intl FC Stone (“FCStone”) for financial losses resulting from investments made w ...

Levin Law Files Claim Against Westpark Capital Brokerage Firm

Levin Law | 2.13.2019

02/13/2019

Levin Law, P.A. (“Levin Law”) is investigating claims against Westpark Capital, a securities brokerage firm that provides investment banking and s ...

Investment Fraud Blog