Investment Fraud Blog

Wyshak, a Previously Registered Broker, Now Faces Several Customer Complaints John Charles Wyshak, (CRD#: 1272260) is facing multiple customer dispute ...

CYES Options Trading Strategy Far From Safe Bet for Some Investors Clients of some of the largest financial firms in the world, including but not limi ...

Andrew Pearse Charged in $2 Billion Mozambique Investment Fraud Scandal Multiple former bankers with Credit Suisse have been charged with fraud and mo ...

Harvest Collateral Yield Enhancement Strategy (CYES) Fails to Deliver Harvest Volatility Management (“HVM”), founded in 2008 offers active, r ...

Flatter Yield Curve Results in Significant Losses For Some Investors Investors are seeking recovery for losses sustained in leveraged steepener trades ...

In an article recently published by The Wall Street Journal (“WSJ”), the WSJ discussed how UBS’s Yield Enhancement Strategy (YES) has ...

Broker Under Scrutiny for Allegedly Receiving Misappropriated Funds According to  FINRA BrokerCheck, stockbroker Christopher Michael Zelesni ...

Levin Law, P.A. Files Class Action On Behalf Of Investors In GPB Capital Funds To Seek Compensation For Losses As reported in Law360, Levin ...

New Allegations Plague Beleaguered Investment Firm GPB Capital Holdings According to a recent article published by InvestmentNews, GPB Capital Ho ...

The Financial Industry Regulatory Authority (FINRA) handles disciplinary actions against registered brokers and brokerage firms. Investors can stay in ...