UBS Yield Enhancement Strategy Investigation

Levin Law is Investigating Claims on Behalf of Investors Who Suffered Losses in the UBS Financial Services Yield Enhancement Strategy (YES)

If you believe that you may have suffered losses in the Yield Enhancement Strategy, contact Levin Law immediately.

Levin Law is investigating claims against UBS Financial Services, Inc. (“UBS”) for its recommendations and sales for customers to invest in its “Yield Enhancement Strategy (YES).”  Some UBS customers have already filed arbitration claims that have been filed with the Financial Industry Regulatory Authority (“FINRA”). Investors have claimed losses of greater than 20% on the “Yield Enhancement Strategy (YES)” in the month of December, 2018 alone.  According to complaints, the YES program was described by UBS advisors as a conservative, low-risk way to generate higher returns on their portfolio.  In reality, the strategy had an abundance of risk, which the volatile end-of-the-year markets proved as investors suffered significant losses in the program.

Contact Levin Law at (305) 402-9050 or today to if you were an investor in the UBS Yield Enhancement Strategy.  Levin Law represents investors throughout the United States and the rest of the world.  Levin Law’s founding attorney has recovered over $50 million in assets for investors.

High-Fee, High-Risk Investment Strategy

The “Yield Enhancement Strategy” pushed by UBS financial advisors was allegedly accompanied by misleading marketing information that did not properly disclose the potential for losses in an unpredictable market. The trading strategy was usually sold as having limited-risk, but in reality yielded considerable losses when there was sudden price changes and market volatility like at the end of 2018. Many UBS investors were not informed of the actual risk of the YES strategy and were convinced that the strategy was conservative, or low risk.  Customers have accused UBS of misrepresenting the dangers of the YES strategy and engaging in “enormous excessive trading.”

Investors may be able to recover losses experienced in UBS’s Yield Enhancement Strategy recommended by UBS through a FINRA arbitration.  Levin Law has extensive experience obtaining meaningful results in FINRA arbitration claims for customers throughout the world.

If you invested in the UBS Yield Enhancement Strategy, contact Levin Law for a free evaluation.

About Levin Law

Levin Law, P.A. was founded by managing partner, Brian Levin, with the vision of providing first-class, concierge-style legal representation to clients throughout the world.  Mr. Levin services his clients from his offices in Miami, Florida, Bloomfield Hills, Michigan, and Los Angeles, California.  Levin Law prides itself on providing second-to-none service, aggressive but professional representation, with an emphasis on providing the best possible results for its client. He has recovered millions of dollars on behalf of aggrieved investors.