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Miami Broker Theft Attorneys

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$950,000 recovery from brokerage firm that negligently approved a fraudulent investment product for sale to customers and negligently supervised its broker.

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"He has deep knowledge of law and very clear understanding of the goals in any legal case, which is to protect, defend and have the best outcome for his clients."
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Recovering Losses From Broker Theft and Financial Fraud

Unfortunately, many brokers, brokerage firms and financial advisors engage in unethical and unprofessional behavior. Broker theft, forgery, financial fraud and other forms of criminal activity do occur that taint the entire profession. A common example is stealing from elderly investors who may have little sophistication or capacity when it comes to their financial portfolio. When broker theft occurs, resolute legal action should follow under the guidance of a trusted Miami broker theft and financial fraud attorney experienced in securities arbitration, litigation, and financial industry legal matters.

Broker Theft and Financial Fraud Cases

Broker theft can occur in many ways. Engaging the services of a Miami broker theft and financial fraud attorney, who is adept at handling complex financial industry cases and the procedures involved for monetary recovery, is imperative to help you recover your money.

Statistics indicate that investors who are represented by experienced attorneys have a much better chance of recovery than those who do not. Levin Law has a strong track record of success in obtaining meaningful compensation for wronged investors.

Types of broker theft include:

  • Withdrawing money from an investor account for the broker’s personal use
  • “Borrowing” money from an investor account with promises to repay it at a future date
  • Misappropriating funds
  • Ponzi schemes
  • Transferring cash or stocks without authorization
  • Selling outside investments that are not part of the brokerage firm’s offerings
  • Affinity fraud (investment scams directed toward certain religious or ethnic groups, professions, or the elderly)
  • Forging checks

Recovering Compensation for Defrauded Investors

Regulations and laws have been enacted to protect investors in cases of broker misconduct. Claims must be filed, however, and most of these claims are resolved in securities arbitration. At Levin Law, our seasoned trial lawyers have in-depth knowledge and experience in handling such arbitration. Our Miami broker theft and financial fraud lawyers know how to fight for you with well-prepared and compelling representation.

Contact a Miami broker theft attorney today at (305) 402-9050.  We look forward to speaking with you to determine your options through a free case evaluation.

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